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Financial Markets Authority
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#	Item
101	Client Categorisation Notice Effective Date: 15th January 2015 Client Categorisation Notice Client Categorisation Notice We are required by the Financial Conduct Authority (FCA) and the Markets in Financial Instruments Add to Reading List Source URL: trade.z.com Language: English - Date: 2016-01-11 21:18:26
102	PRAPRA RULEBOOK: CRR FIRMS: INTERNAL LIQUIDITY ADEQUACY ASSESSMENT INSTRUMENT 2015 Powers exercised A. The Prudential Regulation Authority (“PRA”) makes this instrument in the exercise of the following Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2015-06-05 09:30:28 Economics Liquidity risk Financial markets Credit United States housing bubble Market liquidity Collateral management Stress testing Securitization Financial economics Finance Financial risk
103	ATTACHMENT B-1 OPTIONS PRICE REPORTING AUTHORITY ELECTRONIC FORM OF SUBSCRIBER AGREEMENT IMPORTANT NOTICE: THIS SUBSCRIBER AGREEMENT (THIS “AGREEMENT”) IS AN AGREEMENT BETWEEN YOU AND [INSERT VENDOR NAME] FOR YOU TO Add to Reading List Source URL: www.opradata.com Language: English - Date: 2014-12-12 17:11:53 Financial markets Options Price Reporting Authority Market data
104	FINAL NOTICE To: State Street Bank Europe Limited; and State Street Global Markets International Limited Add to Reading List Source URL: www.fca.org.uk Language: English - Date: 2014-08-15 17:38:42 Primary dealers Investment banks Financial services Tax evasion UBS State Street Corporation Investment banking Investment management Financial Services Authority Financial economics Investment Finance
105	This project has received funding from the European Union’s Seventh Framework Programme for research, technological development and demonstration under grant agreement noFESSUD FINANCIALISATION, ECONOMY, SOCIET Add to Reading List Source URL: fessud.eu Language: English - Date: 2015-06-01 06:07:31 Law Basel II Financial Regulator Financial economics Markets in Financial Instruments Directive Bank Commissione Nazionale per le Società e la Borsa Financial institution Federal Financial Supervisory Authority Economy of the Republic of Ireland Financial regulation Government
106	LSP Life Sciences Fund May 2012.xls Add to Reading List Source URL: www.lspvc.com Language: English - Date: 2014-03-03 04:46:40 Finance Financial services Funds Collective investment schemes Financial economics Investment Netherlands Authority for the Financial Markets
107	LSP Life Sciences Fund June 2012.xls Add to Reading List Source URL: www.lspvc.com Language: English - Date: 2014-03-03 04:46:41 Financial services Funds Collective investment schemes Financial economics Netherlands Authority for the Financial Markets Investment
108	April 13, 2015 Submitted Via Email to Marcia E. Asquith Office of the Corporate Secretary Add to Reading List Source URL: www.finra.org Language: English - Date: 2015-04-16 13:04:30 Financial markets Securities Stock market Fixed income securities Structured finance Securities Industry and Financial Markets Association Repurchase agreement Financial Industry Regulatory Authority Collateralized mortgage obligation Financial economics Finance Investment
109	OPTIONS PRICE REPORTING AUTHORITY (OPRA) DISASTER RECOVERY DATA CENTER ACTIVATION FAQs 1. Add to Reading List Source URL: www.opradata.com Language: English - Date: 2014-10-11 15:11:11 Information Financial markets Internet protocols Options Price Reporting Authority IP multicast Disaster recovery Multicast Backup Data loss Computing Data management Data
110	Options Price Reporting Authority (OPRA), LLC Exhibit A – Description of Use of OPRA Data For internal and/or external use of OPRA market data between OPRA, LLC and _____________________________________________________ Add to Reading List Source URL: www.opradata.com Language: English - Date: 2014-10-11 15:11:11 Subscription business model Email Business Economics Financial markets Options Price Reporting Authority Market data

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